Clearinghouse Restrictions on Cannabis Securities

Boerse Stuttgart and Clearstream Banking have announced that they will no longer provide services for issues whose main business is connected directly or indirectly to cannabis and other narcotics products. Consequently, those securities will no longer trade on the Stuttgart (SWB) or Frankfurt (FWB) stock exchanges. Effective as of the 19 September 2018 close, we will take the following actions:

  1. Force close any impacted positions which clients have not acted to close and that are not eligible for transfer to a U.S. listing; and

  2. Force transfer to a U.S. listing any impacted positions which clients have not acted to close and that are eligible for such transfer.

Outlined in the table below are impacted issues as announced by the Boerse Stuttgart and Clearstream Banking as of 7 August 2018. This table includes a notation as to whether the impacted issue is eligible for transfer to a U.S. listing. Note that the clearinghouses have indicated that this list may not yet be complete and clients are advised to review their respective websites for the most current information.

ISIN Name Exchange U.S Transfer Eligible?

U.S Symbol

CA00258G1037 ABATTIS BIOCEUTICALS CORP FWB2 YES ATTBF
CA05156X1087 AURORA CANNABIS INC FWB2, SWB2 YES ACBFF
CA37956B1013 GLOBAL CANNABIS APPLICATIONS FWB2

YES

FUAPF
US3988451072 GROOVE BOTANICALS INC FWB YES GRVE
US45408X3089 INDIA GLOBALIZATION CAPITAL FWB2, SWB2 YES ICG
CA4576371062 INMED PHARMACEUTICALS INC FWB2 YES IMLFF
CA53224Y1043 LIFESTYLE DELIVERY SYSTEMS I FWB2, SWB2 YES LDSYF
CA56575M1086 MARAPHARM VENTURES INC FWB2, SWB2 YES MRPHF
CA5768081096 MATICA ENTERPRISES INC FWB2, SWB2 YES MQPXF
CA62987D1087 NAMASTE TECHNOLOGIES INC FWB2, SWB2 YES NXTTF
CA63902L1004 NATURALLY SPLENDID ENT LTD FWB2, SWB2 YES NSPDF
CA88166Y1007 TETRA BIO-PHARMA INC FWB2 YES TBPMF
CA92347A1066 VERITAS PHARMA INC FWB2 YES VRTHF
CA1377991023 CANNTAB THERAPEUTICS LTD FWB2 NO  
CA74737N1042 QUADRON CANNATECH CORP FWB2 NO  
CA84730M1023 SPEAKEASY CANNABIS CLUB LTD FWB2, SWB2 NO  
CA86860J1066 SUPREME CANNABIS CO INC/THE FWB2 NO  

CA92858L2021

VODIS PHARMACEUTICALS INC FWB2 NO  

IMPORTANT NOTES:

  • U.S. listings generally trade over-the-counter (PINK) and are denominated in USD not EUR thereby exposing you to exchange rate risk in addition to market risk.

  • Account holders maintaining PINK Sheet securities require United States (Penny Stocks) trading permissions in order to enter opening orders.

  • All users on accounts maintaining United States (Penny Stocks) trading permissions are required use 2 Factor login protection when logging into the account.