證券集體訴訟返還解决方案是一項自動化的服務,能免除客戶參加集體訴訟的行政性負擔。使用該服務無前期費用,但所有追回的金額將被收取20%的或有費用,詳情見條件與條款。
哪些人可使用IBKR的證券集體訴訟返還服務?
如果IBLLC的客戶有資格交易美國或加拿大的股票或債券,持有IBKR個人、聯名或獨立交易限制(STL)賬戶,或爲全披露介紹經紀商(IBroker)或財務顧問的客戶,則其可使用該服務。
Why become a Professional Investor?
Professional Investors have access to exclusive products, including products related to virtual assets1.
Certain complex and/or riskier products are only made available to Professional Investors because they are deemed to have the requisite level of knowledge and skill to properly assess the risks and benefits involved in trading and holding them. Professional Investors are also more likely to be able to bear trading losses.
In addition, we constantly expanding the selection of investments available to clients and periodically add new products and services that are only available to Professional Investors.
How do I qualify as a Professional Investor in Hong Kong?
To qualify as a Professional Investor2, you must meet or exceed prescribed financial thresholds, which vary by client category:
Client Category |
Financial Threshold / Requirement |
Individual | A High Net Worth Individual in possession of cash and/or securities or have a portfolio held by a custodian of not less than HK$8 million (or its foreign currency equivalent). |
Joint* | A High Net Worth Individual, with either his or her spouse or children in a joint account, in possession of cash and/or securities or have a portfolio held by a custodian of not less than HK$8 million (or its foreign currency equivalent). |
Corporation / Partnership | A corporation or partnership in possession of cash and/or securities or have a portfolio held by a custodian of not less than HK$8 million (or its foreign currency equivalent) or total assets of not less than HK$40 million (or its foreign currency equivalent). |
Trust Corporations | A trust corporation that has been entrusted under the trust(s) of which it acts as trustee with total assets of not less than HK$40 million (or its foreign currency equivalent). Please note that all trustees, if more than one, must qualify as Professional Investors in order for the trust to qualify. |
* If you are a joint account holder, you must represent and warrant to Interactive Brokers Hong Kong (IBHK) that you and the other account holder are married or parent/ child and that there is no written agreement between you and the other account holder which governs the sharing of your joint portfolio. If you and the other account holder are not married or parent/ child, or if an agreement exists which governs the sharing of your joint portfolio, you must immediately notify IBHK.
What are the considerations of becoming a Professional Investor?
Professional Investors are not afforded some of the protections given to general retail investors. In particular, Interactive Brokers Hong Kong (IBHK) is not required to fulfill certain requirements under the Code of Conduct and other Hong Kong regulations when providing services to Professional Investors. These include, but aren’t limited to, rules restricting or prohibiting the issuance of advertisements, the making of unsolicited calls and the communication of an offer in relation to securities.
What happens if I am no longer classified as a Professional Investor?
Professional Investors may withdraw their consent – or cease to qualify as a Professional Investor – at any time.
If you cease being classified as a Professional Investor, any investor products in your portfolio that are exclusive to Professional Investors will be placed in “Closing Only” status. This means you may continue to hold or close existing positions in these exclusive products but cannot expand or open new positions.
IBHK recommends that prospective Professional Investors obtain independent professional advice, if deemed necessary, in relation to the consequences of being treated as a professional investor (including those set forth in the SFO and the Code of Conduct).
Professional Investor status is subject to IBHK’s validation of your assets. Investing in financial products and services is subject to IBHK’s eligibility and suitability criteria.
1. Please see here for more information.
2. Professional Investor is a defined term in Part 1 of Schedule 1 of Cap. 571 Securities and Futures Ordinance (the “SFO”).
IBKR爲賬戶持有人提供了市場數據助手,可幫助其選擇想要交易的證券(股票、期權或權證)所適用的訂閱服務。搜索結果會顯示産品進行交易的所有交易所、訂閱服務及其月費(專業客戶和非專業客戶)以及每種訂閱服務的市場深度數據。
要訪問市場數據助手:
更多信息請參見IBKR網站的市場數據選擇頁面。
個人賬戶持有人可以爲其IBKR賬戶添加多個使用者。賬戶持有人會想要在自己名下添加第二使用者以便能同時打開兩個TWS會話(一個是普通訪問,一個是通過API連接)。根據有限委托授權協議,賬戶持有人最多可向5名(非雇員)個人(如家庭成員)提供訪問權限。每名個人都可以訪問第二使用者。
每種情况下,第二使用者都會有唯一的用戶名,登錄客戶端和交易平臺時需要用到。下方爲添加(非雇員)個人使用者的步驟說明(爲個人賬戶持有人添加第二使用者的步驟說明,請參見KB1004)。
添加非雇員使用者步驟如下:
重要注意事項:
1. 根據市場數據供應商要求,市場數據服務是特定于使用者的,因此所有訂閱的用戶名均會被收取市場數據訂閱費用。
2. 賬戶持有人可以在使用者和訪問權限下點擊用戶名旁邊的删除鏈接删除使用者。
添加第二使用者步驟如下:
重要注意事項:
1. 根據市場數據供應商要求,市場數據服務是特定于使用者的,因此所有訂閱的用戶名均會被收取市場數據訂閱費用。
2. 賬戶持有人可以在使用者和訪問權限下點擊使用者旁邊的删除鏈接删除第二使用者賬戶。
即使您一時無法掃描文件,盈透證券也支持您給我們發送文件副本。您可以用手機將所需文件拍下來。
下方介紹了在不同手機操作系統下如何拍照幷將照片通過電子郵件發送給盈透證券的詳細步驟:
如果您已經知道如何拍照幷通過電子郵件發送圖片,請點擊此處——電子郵件應該發送到哪裏以及郵件主題應該寫什麽。
iOS
1. 從手機屏幕的底部向上滑,然後點擊相機圖標。
如果沒找到相機圖標,您可以從iPhone主屏幕點擊相機應用程序圖標。
通常情况下打開的應該是後置攝像頭。如果打開的是前置攝像頭,請點擊攝像頭切換按鈕。
2. 將手機移到文件上方,鏡頭對準需要的位置或頁面。
3. 確保光綫均勻、充足,避免因爲拿手機的姿勢在文件上投下任何陰影。手機拿穩,防止抖動。點擊拍照按鈕拍照。
4. 點擊左下角的縮略圖查看您剛剛拍的照片。
5. 確保照片清晰,文件字迹清楚。您可以用兩個手指在圖片上劃開來放大圖片查看細節。
如果圖片質量或亮度不好,請重複上述步驟重新拍照。
6. 點擊屏幕左下角的分享圖標。
7. 點擊電子郵件圖標。
注意:要發送電子郵件,您的手機必須有相應配置。如果不知道如何配置,請聯繫您的電子郵件供應商。
8. 請參見此處瞭解如何填寫電子郵件收件人(To:)和主題(Subject:)。填寫完畢後,點擊右上方的向上箭頭發送郵件。
安卓
1. 打開應用程序列表,啓動相機應用程序。或者直接從手機主屏幕啓動相機。取决于您的手機型號、製造商或設置,相機應用程序的叫法可能有所不同。
通常情况下打開的應該是後置攝像頭。如果打開的是前置攝像頭,請點擊攝像頭切換按鈕。
2. 將手機移到文件上方,鏡頭對準需要的位置或頁面。
3. 確保光綫均勻、充足,避免因爲拿手機的姿勢在文件上投下任何陰影。手機拿穩,防止抖動。點擊拍照按鈕拍照。
4. 確保照片清晰,文件字迹清楚。您可以用兩個手指在圖片上劃開來放大圖片查看細節。
如果圖片質量或亮度不好,請重複上述步驟重新拍照。
5. 點擊屏幕右下角的空白圈圈圖標。
6. 點擊屏幕左下角的分享圖標。
7. 在顯示的分享菜單中點擊手機上安裝好的電子郵件客戶端的圖標。下圖顯示的是Gmail,但手機設置不同,電子郵件程序也會不同。
注意:要發送電子郵件,您的手機必須有相應配置。如果不知道如何配置,請聯繫您的電子郵件供應商。
8. 請參見此處瞭解如何填寫電子郵件收件人(To:)和主題(Subject:)。填寫完畢後,點擊右上方的飛機圖標發送郵件。
電子郵件應該發送到哪裏以及郵件主題應該寫什麽
應按照以下說明發送郵件:
1. 在收件人(To:)字段,輸入:
2. 主題(Subject:)字段必須注明所有以下信息:
在客戶端中驗證了手機號之後,您應該馬上就能收到IBKR向您手機發送的短信(SMS)。本文闡述了在無法收到短信的情況下您可以採取的解決方法。
1. 激活移動IBKR驗證(IB Key)作為雙因素驗證設備
為免受無線/手機運營商相關問題影響、穩定接收所有IBKR消息,我們建議您在手機上激活移動IBKR驗證(IB Key)。
我們的手機驗證以移動IBKR程序自帶的IB Key作為雙因素安全設備,因此在登錄IBKR賬戶時無需通過SMS獲取驗證碼。
移動IBKR程序目前支持在Android和iOS手機上使用。下方為安裝、激活和操作說明:
2. 重啟手機:
關機然後再重新開機。通常這樣就能收到短信。
請注意,某些情況下,如漫遊出運營商服務的範圍時(在國外),您可能無法收到所有消息。
3. 使用語音回呼
如果重啟手機後還是沒能收到登錄驗證碼,請可以選擇“語音”。然後您會接到自動的語音回呼,告知您登錄驗證碼。有關如何使用語音回呼的詳細說明,請參見IBKB 3396。
4. 檢查看是否您的手機運營商阻斷了來自IBKR的SMS
某些手機運營商誤將IBKR的短信識別為垃圾短信或不良內容,會自動對其進行阻斷。您可以聯繫相應地區的相應部門檢查您的手機號碼是否有短信過濾:
美國:
印度:
中國:
參考文章:
Overview:
To address changes in our business, technology, services, markets, and other factors, Interactive Brokers Canada Inc. has revised the terms of our standard client agreement (Form 3206) ("Amended IB CAN Client Agreement").
For IB CAN accounts opened prior to June 9, 2021, the Amended IB CAN Agreement will be effective as of June 25, 2021. Continuing to maintain an IBKR account after June 25, 2021 shall constitute acceptance of the Amended IB CAN Client Agreement.*
The full text of the Amended IB CAN Client Agreement can be reviewed here:
https://gdcdyn.interactivebrokers.com/Universal/servlet/Registration_v2....
Sections or subsections (indicated in parentheses) of the Amended IB CAN Client Agreement that are new include, but are not limited to:
• Notice Requirements and Amendment of Terms (3)
• Special Risks of Algorithmic Orders (5 B)
• Payment for Orders and Rebates (6)
• Order Execution (8 C on pre-trade filters)
• Designation of Trusted Contact Person (12)
• U.S. Residents (14)
• Margin (15 B iii, iv and v)
• Closing Rights Positions Prior to Expiration (17)
• Mutual Funds (18)
• Worthless and Non-Transferable Securities (19)
• Position Limits (20)
• Unclaimed Property (29)
• Commissions and Fees, Interest Charges, Funds (33 C, D and E)
• Exposure Fees (34 B)
• Risks Regarding Political and Governmental Actions (36)
• Fractional shares (37 B)
• Indemnification (41)
• Fast and Volatile Markets (43)
• Physically Deliverable Futures (Schedule A / referenced in 32) *
Sections or subsections of the Amended Client Agreement that are not entirely new but have been substantively amended include, but are not limited to:
• Client Agreement (1)
• No Advice Regarding Investment, Tax, Trading or Account Type (2)
• Responsibility for Client Orders/Trades (4)
• Order Routing (5 A)
• Order Execution (8 A and B)
• Confirmations and Reporting Errors (9)
• Proprietary Trading – Display of Customer Orders (10)
• Client Qualification (11)
• Margin (15 B i and ii)
• Liquidation of Positions and Offsetting Transactions (16 all subsections)
• Universal Accounts (22)
• Short Sales (23)
• IBKR's Right to Loan/Pledge Assets (24)
• Security Interest (25)
• Event of Default (27)
• Suspicious Activity (28)
• Multi-Currency Function in IBKR Accounts (30 all subsections)
• Commodity Options and Futures Not Settled in Cash (32 all subsections)
• Commissions and Fees, Interest Charges, Funds (33 A and B)
• Account Deficits (34 A)
• Limitation of Liability (40 A)
• Client Must Maintain Alternative Trading Arrangements (42)
• Equity Options (57)
• Futures and Futures Options (58)
*Client's indication of an intent to make or take delivery on any Covered Contract as defined in Schedule A of the Amended Client Agreement shall constitute acceptance of the Amended Client Agreement as of the date of Client's indication of such intent, even if prior to June 25, 2021.
為應對業務、技術、服務、市場和其它方面的變化調整,盈透證券有限公司(Interactive Brokers LLC)對標準客戶協議(表格3203)的條款進行了全面修訂(“修訂版客戶協議”)。
對於2021年4月16日之前開立的盈透證券有限公司賬戶,修訂版客戶協議將于2021年6月11日正式生效。2021年6月11日後繼續持有IBKR賬戶即代表客戶接受此修訂版客戶協議。*
點擊以下鏈接查看完整的修訂版客戶協議: https://gdcdyn.interactivebrokers.com/Universal/servlet/Registration_v2....
修訂版客戶協議新增加的章節或子章節(在括號中注明)包括但不限於:
修訂版客戶協議中不是新增但有重大修改的章節或子章節包括但不限於:
*客戶表明要就修訂版客戶協議安排A中所定義的持保合約發起或接受交割即代表客戶自表明該等意圖之日起接受此修訂版客戶協議,即使該日期在2021年6月11日之前。